-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wyomcv6KHWbzFtC+jaHfivCrphOInzZtr074o2apfRex4UdXx69KQv2pkZtWYXPi mhfJ+xWcM5krQ1ppoAXOqw== 0000912057-01-524365.txt : 20010720 0000912057-01-524365.hdr.sgml : 20010720 ACCESSION NUMBER: 0000912057-01-524365 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010719 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-35652 FILM NUMBER: 1684215 BUSINESS ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMONN STATE: CA ZIP: 94583 BUSINESS PHONE: 9253284650 MAIL ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LYTTON LAURENCE W CENTRAL INDEX KEY: 0001105806 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 28 SHERWOOD PLACE CITY: SCARSDALE STATE: NY ZIP: 10583 MAIL ADDRESS: STREET 1: 28 SHERWOOD PLACE CITY: SCARSDALE STATE: NY ZIP: 10583 SC 13G 1 a2054467zsc13g.txt SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Name of Issuer) Giga-tronics Inc. (Title of Class of Securities) Common Stock (CUSIP Number) 375175106 (Date of Event Which Requires Filing of this Statement) July 9, 2001 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ]Rule 13d-1(b) [ X ]Rule 13d-1(c) [ ]Rule 13d-1(d) CUSIP No. 375175106 1. Names of Reporting Persons. Laurence W.Lytton 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a)................................................................. (b)................................................................. 3. SEC Use Only 4. Citizenship or Place of Organization USA 5. Sole Voting Power 235,712 6. Shared Voting Power 0 7. Sole Dispositive Power 235,712 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 235,712 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)......................................................... 11. Percent of Class Represented by Amount in Row (9) 5.2% 12. Type of Reporting Person (See Instructions) IN Item 1. (a) Name of Issuer Giga-tronics Inc (b) Address of Issuer's Principal Executive Offices Giga-tronics Inc. 4650 Norris Canyon Rd. San Ramon, CA 94583 Item 2. (a) Name of Person Filing Laurence W. Lytton (b) Address of Principal Business Office or, if none, Residence 28 Sherwood Place Scarsdale, NY 10583 (c) Citizenship USA (d) Title of Class of Securities Common (e) CUSIP Number 375175106 Item 3. not applicable Item 4. Ownership. (a) Amount beneficially owned: 235,712. (b) Percent of class: 5.2% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 235,712. (ii) Shared power to vote or to direct the vote 0. (iii) Sole power to dispose or to direct the disposition of 235,712. (iv) Shared power to dispose or to direct the disposition of 0. Item 5. Ownership of Five Percent or Less of a Class Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 7/16/01 --------------------------------------- Date /s/ Laurence W. Lytton --------------------------------------- Signature Laurence W. Lytton --------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----